3 stories about Regulation from the Canadian Securities Exchange blog since 2014.
In part one of the Q&A session with CSE CEO Richard Carleton, he spoke about some of the milestone achievements of the CSE in 2014. Part two of this interview (conducted by Peter Murray)looks at the direction the CSE is poised to head towards for 2015. Part 2: The Right Direction Question: Are there any…
Originally submitted to the OSC, ASC, and BCSC on January 17th, 2014: Re: Multilateral CSA Notice 45-312 – Proposed Prospectus Exemption for Distributions to Existing Security Holders (the “Notice”) The Canadian Securities Exchange appreciates the opportunity to comment on these significant issues. We offer some general comments and observations in addition to our responses to…
The following views and opinions presented in this post are solely those of the author and do not necessarily represent those of CSE – Canadian Securities Exchange. Originally published January 8, 2014 in Financial Post Comment: http://opinion.financialpost.com/2014/01/08/nanny-state-regulators-and-lobby-groups-are-sidelining-investment-experts/ The current regulatory assault is based on the premise that investment advice is worthless. This is an abuse…
